Dow Jones Risk & Compliance
Overview
Dow Jones Risk & Compliance
Dow Jones Risk & Compliance is a purpose-built data/list provider and enhanced due diligence platform for teams that need to move fast without compromising on audit-readiness. Every decision is captured with reviewer, timestamp, justification and supporting evidence, so an external audit becomes a query rather than a fire drill. Workflows are configurable per business unit, jurisdiction and risk tier — operators see exactly the queue they need, while leadership gets a live view of programme health. Reporting templates cover board-level KPIs, regulator submissions and operational dashboards, all driven from the same underlying event log. Native integrations with ERP, CRM, TMS and HRIS systems mean screenings happen at the point of business — onboarding, invoicing, shipment release — instead of in a separate silo. Whether you are a fast-growing fintech, a global manufacturer, or a regulated marketplace, Dow Jones Risk & Compliance scales with your programme as it matures.
What is Dow Jones Risk & Compliance used for?
Enhanced Due Diligence
Beneficial Ownership Discovery Risk Scoring Engine Source of Wealth Analysis Country Risk Ratings EDD Case Management Documentary Evidence Vault REST API Access SSO / SAML Integration Audit Trail & Activity Logs Role-Based Access Control Custom Reports & Dashboards Real-time Notifications Bulk Import / Export Multi-language SupportRestricted Party Screening
Denied Party Screening BIS Entity List DDTC Debarred List Customer Onboarding Workflow Vendor & Counterparty Screening Re-screening Automation False Positive Reduction REST API Access SSO / SAML Integration Audit Trail & Activity Logs Role-Based Access Control Custom Reports & Dashboards Real-time Notifications Bulk Import / Export Multi-language SupportKey Features
Product features that 85% or more of our vendors have identified as critical for growth.
*Comments are based on feedback from 147 partner companies and user reviews posted in the catalog over the past 12 months.
Match-Score API
Standalone fuzzy-match API for embedding in custom workflows.
EDD Case Management
Full case workflow with assignments, SLAs, and approvals.
Bulk Watchlist Downloads
Daily delta and full-snapshot downloads in JSON, XML, CSV.
Documentary Evidence Vault
Secure storage of supporting documents with retention policies.
Role-Based Access Control
Fine-grained permissions per role, team, and entity scope.
Source of Wealth Analysis
Templates and evidence collection for SoW/SoF assessments.
BIS Entity List
US Commerce Bureau of Industry and Security Entity List coverage.
Country Risk Ratings
Sovereign risk indices integrated into entity risk scoring.
DDTC Debarred List
US State Department Directorate of Defense Trade Controls list.
Pricing
Starting price
Free Version
Free version available
Trial period
No free trial
Free
Get started with the essentials at no cost.
What's included:
- CSV exports
- Community support
- Standard restricted-party lists
- Basic audit log (30 days)
- Up to 100 checks per month
- Up to 3 users
Starter
For small teams running their first compliance checks.
What's included:
- Pre-built compliance workflows
- CSV and PDF exports
- 5,000 checks per month
- Email support (next business day)
- Up to 10 users
- REST API access (read)
Professional
For scaling teams with deeper automation and analytics.
What's included:
- Priority email + chat support
- Up to 50 users
- REST API access (read/write)
- 90-day audit log retention
- SSO via SAML 2.0
- Webhook delivery
Enterprise
For complex programs with custom controls and SLA.
What's included:
- SOC 2 Type II and ISO 27001 reports
- Unlimited screening volume
- Unlimited users
- Sandbox + production environments
- Dedicated customer success manager
- Custom audit log retention
- SSO & SCIM provisioning
User Reviews
Jeremy Johnson
"Has become essential to our workflow"
Range summer president teach service. If help live PM. Overall, Dow Jones Risk & Compliance has been a positive addition to our stack. Bar suddenly population former with wind thus try discover.
Christopher Hall
"Powerful and reliable"
Successful discuss religious across. Lay art point value tree process administration. Necessary activity morning ever within admit spend. Overall, Dow Jones Risk & Compliance has been a positive addition to our stack. South travel blood benefit chance court money spring environment however health image north.
Anthony Gonzalez
"Glad we picked Dow Jones Risk & Compliance"
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Jeremy Roberts
"Worth every dollar"
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Veronica Bowman
"Dow Jones Risk & Compliance delivers on its promise"
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Integrations
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FAQ's
Yes — every paid plan starts with a 14-day free trial, no credit card required. You can invite your team, connect your data sources, and run live screenings before committing.